论代位权诉讼合并审理的程序构建以《民法典合同编通则解释》第37条第2款为中心

    On the Procedural Construction of the Joint Trial of Subrogation Litigation:Focusing on Paragraph 2 of Article 37 of the Interpretation of General Principles of Contracts of the Civil Code

    • 摘要: 《民法典合同编通则解释》第37条第2款就代位权诉讼合并审理进行规定,但具体的诉讼形态和次债权分配模式均存在争议。就诉讼形态而言,代位权诉讼的合并审理模式可分为普通共同诉讼说、类似必要共同诉讼说和单一诉讼说。由于《中华人民共和国民法典》第537条确定代位权诉讼的法律效果为直接受偿原则,中国代位权诉讼合并审理的诉讼形态应为普通共同诉讼。就次债权分配模式而言,前置型分配模式难以实现预设目标、与执行和破产程序衔接不畅、与共同诉讼人独立原则存在冲突。强制执行程序具有民事权益终局性实现的功能,故对次债权分配应采取后置型分配模式。次债权分配程序作为执行竞合处理程序,应以“次债权不抵债”为启动要件,采取平等主义分配原则,其间产生的实体争议可参照参与分配程序解决。

       

      Abstract: Paragraph 2 of Article 37 of the Interpretation of the General Principles of Contracts of the Civil Code provides for the joint trial of subrogation litigation, but the specific form of litigation and the model for distributing the secondary claims are controversial. In terms of litigation forms, the joint trial of subrogation litigation can be categorized into the theories of ordinary joint litigation, similar necessary joint litigation, and single action. Since Article 537 of the Civil Code establishes the principle of direct compensation as the legal effect of subrogation litigation, the form of litigation for the joint trial of subrogation actions in China should be that of ordinary joint litigation . As for the distribution model of secondary claims, the front-loaded distribution model faces difficulties in achieving its intended goals, has poor coordination with enforcement and bankruptcy procedures, and conflicts with the principle of independence among co-litigants. Enforcement procedures serve the function of finalizing civil rights and interests; therefore, a back-loaded distribution model should be adopted for the distribution of secondary claims. The secondary claims distribution procedure, as a process for handling competing enforcement, should take “the secondary claims being insufficient to cover the debts” as the initiation requirement and adopt the principle of egalitarian distribution. Substantive disputes arising during the process can be resolved by reference to the procedure for participation in distribution.

       

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